Finance, Banking, and Insurance Requirements
Finance, Banking, and Insurance Requirements
• FINRA Rule 3110• CFTC Regulation 1.35(a)(1)(iii)• FCA Handbook SYSC 10A.1.6• Dodd-Frank• Investment Advisers Act Rule 204-2(a)(7)• MiFID II• SEC 17a-4• Exchange Act Rule 17a-4 Amendments Chart of Significant ChangesView detailed requirements →
Cross Industry Data Protection & Privacy Requirements
Cross Industry Data Protection & Privacy Requirements
• California Consumer Privacy Act (CCPA)• General Data Protection Regulation (GDPR)• New York SHIELD Act Section 4(2)(a)View detailed requirements →
Education
Education
• Family Education Rights and Privacy Act (FERPA)View detailed requirements →
Healthcare and Healthcare-Related Industries
Healthcare and Healthcare-Related Industries
Financial Services
Financial Services
• CFTC Regulation 1.31View detailed requirements →
Data Protection and Privacy
Data Protection and Privacy
• New York Department of Financial Services Cybersecurity Regulation 23 NYCRR 500 section 500.02• Standard for the Protection of Personal Information of Residents of the Commonwealth of Massachusetts 201 CMR 17.03(2)View detailed requirements →